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Risk & Compliance for Microfinance & NBFCs

AI-powered provisioning, AML monitoring, operational risk management, and cybersecurity built for microfinance institutions and non-bank financial companies. Automate compliance at scale while maintaining thin-margin profitability.

Challenges Facing Microfinance & NBFCs

MFIs and NBFCs must meet growing regulatory expectations while managing high-volume lending with limited resources.

Credit Risk & Loan Portfolio Quality

Microfinance institutions manage thousands of small-ticket loans with limited collateral. Accurate provisioning under IFRS 9 is critical but complex, with high default correlation and limited borrower data for traditional credit scoring.

AML/CTF for High-Volume Transactions

High-frequency, low-value cash transactions and mobile money flows create significant AML exposure. Regulators increasingly expect MFIs and NBFCs to maintain the same KYC/AML standards as banks, despite resource constraints.

Operational Risk & Process Controls

Decentralized branch networks, field agent operations, and manual processes create operational risk hotspots. Fraud, data entry errors, and process failures can erode thin margins and damage client trust.

Regulatory Compliance & Governance

MFIs and NBFCs face evolving regulatory frameworks including RBI/central bank guidelines, prudential norms, capital adequacy requirements, and sector-specific fair lending and customer protection rules.

How Raptas Solves Microfinance Challenges

Purpose-built platforms helping MFIs and NBFCs automate compliance, quantify risk, and protect digital lending infrastructure.

IFRS 9-ECL for Micro-Loan Portfolios

Automated expected credit loss calculations designed for high-volume, small-ticket lending. Collective assessment modeling, stage migration tracking, and forward-looking provisioning optimized for microfinance portfolios.

Collective PD/LGD modeling for homogeneous micro-loan pools
Stage migration with SICR triggers for group lending
Day-one ECL for new disbursements and restructured loans
Forward-looking macroeconomic overlays for rural/urban markets
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AML/CTF for Microfinance Operations

AI-powered transaction monitoring for cash-intensive, mobile money, and agent banking channels. Risk-based KYC, sanctions screening, and automated regulatory reporting calibrated for MFI/NBFC transaction profiles.

Risk-based KYC with tiered due diligence for small borrowers
Cash-intensive transaction monitoring and structuring detection
Mobile money and agent banking flow surveillance
Automated STR/CTR reporting with regulatory filing
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Internal Audit for MFI/NBFC Compliance

Risk-based audit planning, branch audit automation, and regulatory examination readiness. Digitize field audit workflows, track findings, and ensure remediation across decentralized branch networks.

Risk-based audit planning for branch networks
Digitized field audit checklists and evidence capture
Regulatory examination readiness dashboards
Finding tracking with automated escalation and remediation
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Operational Risk for Lending Operations

RCSA for branch operations, field agent activities, and disbursement processes. KRI monitoring for fraud detection, process failures, and operational losses with Monte Carlo simulation for capital estimation.

RCSA for branch operations and field agent processes
KRI dashboards for fraud, delinquency, and process failures
Loss event tracking and root cause analysis
Monte Carlo operational risk capital estimation
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GRC for Microfinance Governance

Unified governance, risk, and compliance platform with regulatory reporting, capital adequacy monitoring, policy management, and board-level dashboards tailored for MFI/NBFC regulatory requirements.

Central bank / RBI guideline compliance tracking
Capital adequacy and prudential norm monitoring
Policy management with version control and attestation
Board-level risk appetite and governance dashboards
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Cybersecurity for Digital Lending

Unified SOC protecting mobile lending apps, agent banking platforms, core banking systems, and customer data. 24/7 monitoring with AI-powered threat detection and automated incident response.

Mobile lending app and API security monitoring
Core banking system threat detection and protection
Customer PII and financial data breach prevention
Automated incident response with SOAR playbooks
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Frequently Asked Questions

Ready to Modernize MFI/NBFC Risk & Compliance?

See how Raptas platforms can automate provisioning, streamline AML monitoring, and strengthen operational controls for your institution.

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